Banking and Financial Institutions
Osborn Maledon lawyers have exceptional experience representing clients defending government regulatory and enforcement actions by the SEC, FDIC, PCAOB, DOJ, FINRA, and many other federal and state agencies and Attorneys General. We have represented clients in countless controversial federal and state agency enforcement actions, often successfully persuading the agency of our client’s position. Our integrated regulatory team, represents financial institutions, public companies, and senior executives in regulatory investigations, and conducts internal investigations arising out of alleged lending improprieties, failed bank receiverships, insider trading, accounting irregularities, money laundering, disclosure, internal control and governance issues.
Our lawyers regularly represent clients in formal and informal enforcement actions before administrative law judges, commissions and in federal and state court, often with overlapping civil, criminal and administrative proceedings.